SEC Form 4 · accession 0001144204-17-033308
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Som Mittal
Director
Period of report
Jun 17, 2017
Accepted (ET)
Jun 20, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Jun 17, 2017 | M | 1,946 | — | A | 1,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jun 17, 2017 | M | 1,946 | D | — | — | Common Stock, par value $0.001 per share | 1,946 | 8,874 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.
- F2On June 17, 2016, the reporting person was granted 1,946 restricted stock units, that vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the end of the reporting person's term on the Board if such person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change of Control", as defined in the Plan, and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan or (iii) the vesting date.
- F3Includes an additional restricted stock unit granted and previously disclosed by the reporting person on December 5, 2016, but which was inadvertently omitted from the total in a subsequent Form 4 filed by the reporting person.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts