SEC Form 4 · accession 0001144204-17-021307
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Kapoor
Officer — CEO & Vice Chairman · Director
Period of report
Apr 18, 2017
Accepted (ET)
Apr 20, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF2 | Apr 18, 2017 | S | 13,400 | $46.07 | D | 335,012 | D | |
| Common Stock, par value $0.001 per shareF3 | holding | — | — | — | 40,219 | I | See footnote | |
| Common Stock, par value $0.001 per shareF4 | holding | — | — | — | 333,185 | I | See footnote | |
| Common Stock, par value $0.001 per shareF5 | holding | — | — | — | 177,134 | I | See footnote | |
| Common Stock, par value $0.001 per shareF6 | holding | — | — | — | 84,000 | I | See footnote | |
| Common Stock, par value $0.001 per shareF7 | holding | — | — | — | 84,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F2Owned by Rohit Kapoor.
- F3Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
- F4Owned by the Rohit Kapoor 2016 Family Trust.
- F5Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
- F6Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
- F7Owned by the Shikha Kapoor 2005 Family Trust.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts.