SEC Form 4 · accession 0001144204-16-138408

ExlService Holdings, Inc. · EXLS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief HR Officer

Period of report

Dec 5, 2016

Accepted (ET)

Dec 7, 2016 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001297989

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share	Dec 5, 2016	M	4,000	$0.00	A	4,000	D
Common Stock, par value $0.001 per share^F2	Dec 5, 2016	F	1,649	$47.76	D	2,351	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	—	Dec 5, 2016	M	4,000	D	—	Dec 4, 2024	Common Stock, par value $0.001 per share	4,000	14,000	D

F1Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
F2The reporting person's restricted stock units reported in this report vested on December 4, 2016. Pursuant to the Company's 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
F3On December 4, 2014, the reporting person was granted 20,000 restricted stock units, 10 percent of the restricted stock units became vested on December 4, 2015, an additional 20 percent of the restricted stock units became vested on December 4, 2016, an additional 30 percent of the restricted stock units will vest on December 4, 2017, and the remaining balance 40 percent of the restricted stock units will vest on December 4, 2018.

Mr. Oseni is the Company's Head of Administration and Accounts.