SEC Form 4 · accession 0001144204-15-062813
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Kapoor
Officer — CEO & Vice Chairman · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF2,F3 | Nov 2, 2015 | S | 7,720 | $45.00 | D | 248,182 | D | |
| Common Stock, par value $0.001 per shareF2,F4 | holding | — | — | — | 40,219 | I | See Footnote | |
| Common Stock, par value $0.001 per shareF5 | holding | — | — | — | 333,185 | I | See Footnote | |
| Common Stock, par value $0.001 per shareF6 | holding | — | — | — | 177,134 | I | See Footnote | |
| Common Stock, par value $0.001 per shareF7 | holding | — | — | — | 84,000 | I | See Footnote | |
| Common Stock, par value $0.001 per shareF8 | holding | — | — | — | 84,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F2Reflects a transfer of 85,964 shares from the Rohit Kapoor 2013 Grantor Retained Annuity Trust to the reporting person.
- F3Owned by Rohit Kapoor.
- F4Owned by the Rohit Kapoor 2013 Grantor Retained Annuity Trust.
- F5Owned by the Rohit Kapoor 2012 Family Trust.
- F6Owned by the Rohit Kapoor 2005 Grantor Retained Annuity Trust.
- F7Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
- F8Owned by the Shikha Kapoor 2005 Family Trust.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts