SEC Form 4 · accession 0001144204-15-059447
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vishal Chhibbar
Officer — EVP & CFO
Period of report
Oct 12, 2015
Accepted (ET)
Oct 14, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Oct 12, 2015 | M | 3,600 | $19.76 | A | 11,264 | D | |
| Common Stock, par value $0.001 per share | Oct 12, 2015 | S | 3,600 | $40.60 | D | 7,664 | D | |
| Common Stock, par value $0.001 per share | Oct 12, 2015 | S | 841 | $40.60 | D | 6,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $19.76 | Oct 12, 2015 | M | 3,600 | D | — | Feb 3, 2021 | Common Stock, par value $0.001 per share | 3,600 | 6,350 | D |
Explanation of responses
- F1On October 12, 2015; the reporting person exercised previously issued options to purchase an aggregate of 3,600 shares of common stock of ExlService Holdings, Inc.
- F2This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F36,350 of these options are fully vested and exercisable.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts.