SEC Form 4 · accession 0001144204-15-059225
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vishal Chhibbar
Officer — EVP & CFO
Period of report
Oct 9, 2015
Accepted (ET)
Oct 13, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Oct 9, 2015 | M | 1,800 | $24.77 | A | 10,586 | D | |
| Common Stock, par value $0.001 per share | Oct 9, 2015 | S | 1,800 | $39.60 | D | 8,786 | D | |
| Common Stock, par value $0.001 per share | Oct 9, 2015 | S | 1,122 | $39.60 | D | 7,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $24.77 | Oct 9, 2015 | M | 1,800 | D | — | Jul 22, 2022 | Common Stock, par value $0.001 per share | 1,800 | 4,830 | D |
Explanation of responses
- F1On October 9, the reporting person exercised previously issued options to purchase an aggregate of 1,800 shares of common stock of ExlService Holdings, Inc.
- F2This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F34,830 of these options are fully vested and exercisable.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts.