SEC Form 4 · accession 0001144204-15-047417
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohanbir S Sawhney
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 7, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Aug 3, 2015 | M | 1,715 | $18.24 | A | 1,715 | D | |
| Common Stock, par value $0.001 per share | Aug 3, 2015 | M | 1,452 | $21.495 | A | 3,167 | D | |
| Common Stock, par value $0.001 per share | Aug 3, 2015 | M | 4,438 | $22.27 | A | 7,605 | D | |
| Common Stock, par value $0.001 per share | Aug 3, 2015 | M | 1,865 | $26.755 | A | 9,470 | D | |
| Common Stock, par value $0.001 per shareF5 | Aug 3, 2015 | S | 9,470 | $38.01 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $18.24 | Aug 3, 2015 | M | 1,715 | D | Dec 31, 2010 | Jan 4, 2020 | Common Stock, par value $0.001 per share | 1,715 | 0 | D |
| Employee Stock Options (right to buy) | $21.495 | Aug 3, 2015 | M | 1,452 | D | Dec 31, 2011 | Jan 3, 2021 | Common Stock, par value $0.001 per share | 1,452 | 0 | D |
| Employee Stock Options (right to buy) | $22.27 | Aug 3, 2015 | M | 4,438 | D | Dec 29, 2012 | Jan 3, 2022 | Common Stock, par value $0.001 per share | 4,438 | 0 | D |
| Employee Stock Options (right to buy) | $26.755 | Aug 3, 2015 | M | 1,865 | D | Dec 29, 2013 | Jan 2, 2023 | Common Stock, par value $0.001 per share | 1,865 | 0 | D |
Explanation of responses
- F1On August 3, 2015 the reporting person exercised previously issued options to purchase an aggregate of 1,715 shares of common stock of ExlService Holdings, Inc.
- F2On August 3, 2015 the reporting person exercised previously issued options to purchase an aggregate of 1,452 shares of common stock of ExlService Holdings, Inc.
- F3On August 3, 2015 the reporting person exercised previously issued options to purchase an aggregate of 4,438 shares of common stock of ExlService Holdings, Inc.
- F4On August 3, 2015 the reporting person exercised previously issued options to purchase an aggregate of 1,865 shares of common stock of ExlService Holdings, Inc.
- F5This transaction was executed in multiple trades at prices ranging from $38.00 to $38.07 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts