SEC Form 4 · accession 0001144204-15-045851
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vishal Chhibbar
Officer — EVP & CFO
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Jul 30, 2015 | M | 900 | $9.59 | A | 11,851 | D | |
| Common Stock, par value $0.001 per share | Jul 30, 2015 | S | 900 | $37.80 | D | 10,951 | D | |
| Common Stock, par value $0.001 per share | Jul 30, 2015 | S | 900 | $37.80 | D | 10,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $9.59 | Jul 30, 2015 | M | 900 | D | — | Jun 1, 2019 | Common Stock, par value $0.001 per share | 900 | 51,109 | D |
Explanation of responses
- F1On July 30, 2015 the reporting person exercised previously issued options to purchase an aggregate of 900 shares of common stock of ExlService Holdings, Inc.
- F2This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F351,109 of these options are fully vested and exercisable.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts.