SEC Form 4 · accession 0001144204-15-038899
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vikas Bhalla
Officer — EVP & Head of Outsourcing.
Period of report
Jun 22, 2015
Accepted (ET)
Jun 24, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Jun 22, 2015 | M | 9,100 | $19.76 | A | 12,748 | D | |
| Common Stock, par value $0.001 per share | Jun 22, 2015 | S | 9,100 | $35.45 | D | 3,648 | D | |
| Common Stock, par value $0.001 per share | Jun 22, 2015 | S | 3,646 | $35.45 | D | 2 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $19.76 | Jun 22, 2015 | M | 9,100 | D | — | Feb 3, 2021 | Common Stock, par value $0.001 per share | 9,100 | 0 | D |
Explanation of responses
- F1On June 22, 2015 the reporting person exercised previously issued options to purchase an aggregate of 9,100 shares of common stock of ExlService Holdings, Inc.
- F2This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- F310 percent of these options became exercisable on 2/3/2012, 20 percent on 2/3/2013, 30 percent on 2/3/2014, and the balance of 40 percent became exercisable on 2/3/2015.
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts