SEC Form 4 · accession 0001209191-15-079908
DreamWorks Animation SKG, Inc. · DWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Katzenberg
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHAREF1 | Nov 10, 2015 | A | 142,585 | $23.67 | A | 274,603 | D | |
| CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE | holding | — | — | — | 934,183 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units were issued to Mr. Katzenberg pursuant to DreamWorks Animation SKG, Inc.'s Amended and Restated 2008 Omnibus Incentive Compensation Plan. The restricted stock units vest ratably over four years.