SEC Form 4/A · accession 0001179110-16-018816
ReachLocal Inc · RLOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
VANTAGEPOINT VENTURE PARTNERS III Q L P
Director · 10% Owner
Alan E Salzman
Director · 10% Owner
VANTAGEPOINT VENTURE PARTNERS III LP
Director · 10% Owner
VANTAGEPOINT VENTURE ASSOCIATES III LLC
Director · 10% Owner
VANTAGEPOINT VENTURE PARTNERS IV LP
Director · 10% Owner
VANTAGEPOINT VENTURE PARTNERS IV Q LP
Director · 10% Owner
VANTAGEPOINT VENTURE ASSOCIATES IV LLC
Director · 10% Owner
VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND LP
Director · 10% Owner
Vantagepoint Venture Partners 2006(Q)LP
Director · 10% Owner
VantagePoint Venture Associates 2006, L.L.C.
Director · 10% Owner
Period of report
Dec 17, 2015
Accepted (ET)
Feb 9, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297336
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4.00% Convertible Secured Subordinated NotesF1,F2 | $5.00 | Dec 17, 2015 | P | — | A | Dec 17, 2015 | Apr 15, 2018 | Common Stock | 77,431 | — | I |
| 4.00% Convertible Secured Subordinated NotesF3,F4 | $5.00 | Dec 17, 2015 | P | — | A | Dec 17, 2015 | Apr 15, 2018 | Common Stock | 9,427 | — | I |
| 4.00% Convertible Secured Subordinated NotesF5,F6 | $5.00 | Dec 17, 2015 | P | — | A | Dec 17, 2015 | Apr 15, 2018 | Common Stock | 335,084 | — | I |
| 4.00% Convertible Secured Subordinated NotesF7,F8 | $5.00 | Dec 17, 2015 | P | — | A | Dec 17, 2015 | Apr 15, 2018 | Common Stock | 33,545 | — | I |
| 4.00% Convertible Secured Subordinated NotesF9,F10 | $5.00 | Dec 17, 2015 | P | — | A | Dec 17, 2015 | Apr 15, 2018 | Common Stock | 1,221 | — | I |
| 4.00% Convertible Secured Subordinated NotesF11,F12 | $5.00 | Dec 17, 2015 | P | — | A | Dec 17, 2015 | Apr 15, 2018 | Common Stock | 40,489 | — | I |
Explanation of responses
- F1The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 497,197 shares. The Reporting Owner's Note when issued was convertible into a maximum of 77,431 shares.
- F10These securities are directly held by VantagePoint Venture Partners IV Principals Fund, L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV Principals Fund, L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- F11The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 497,197 shares. The Reporting Owner's Note when issued was convertible into a maximum of 40,489 shares.
- F12These securities are directly held by VantagePoint Venture Partners 2006 (Q), L.P. VantagePoint Venture Associates 2006, L.L.C. is the general partner of VantagePoint Venture Partners 2006 (Q), L.P. VantagePoint Venture Associates 2006, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates 2006, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- F2These securities are directly held by VantagePoint Venture Partners III (Q), L.P. VantagePoint Venture Associates III, L.L.C. is the general partner of VantagePoint Venture Partners III (Q), L.P. VantagePoint Venture Associates III, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates III, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- F3The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 497,197 shares. The Reporting Owner's Note when issued was convertible into a maximum of 9,427 shares.
- F4These securities are directly held by VantagePoint Venture Partners III, L.P. VantagePoint Venture Associates III, L.L.C. is the general partner of VantagePoint Venture Partners III, L.P. VantagePoint Venture Associates III, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates III, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- F5The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 497,197 shares. The Reporting Owner's Note when issued was convertible into a maximum of 335,084 shares.
- F6These securities are directly held by VantagePoint Venture Partners IV (Q), L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV (Q), L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- F7The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 497,197 shares. The Reporting Owner's Note when issued was convertible into a maximum of 33,545 shares.
- F8These securities are directly held by VantagePoint Venture Partners IV, L.P. VantagePoint Venture Associates IV, L.L.C. is the general partner of VantagePoint Venture Partners IV, L.P. VantagePoint Venture Associates IV, L.L.C. disclaims beneficial ownership of such securities except to the extent of its pecuniary interest in such securities. Alan E. Salzman, a managing member of VantagePoint Venture Associates IV, L.L.C., disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
- F9The number of shares issuable on conversion of all Notes is subject to a limit which varies over time depending on the Issuer's then-outstanding shares of Common Stock and any other acquisitions of beneficial ownership by a Reporting Owner during the preceding 12 months. Based on 29,421,308 shares outstanding on November 6, 2015, all of the Notes together when issued were convertible into a maximum of 497,197 shares. The Reporting Owner's Note when issued was convertible into a maximum of 1,221 shares.