SEC Form 4 · accession 0001296435-19-000061
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean T Erwin
Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 21, 2019 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 21, 2019 | M | 595 | $48.19 | A | 19,048 | D | |
| Common stock | Feb 21, 2019 | M | 961 | $27.05 | A | 20,009 | D | |
| Common stock | Feb 21, 2019 | S | 595 | $69.65 | D | 19,414 | D | |
| Common stock | Feb 21, 2019 | S | 961 | $69.65 | D | 18,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $48.19 | Feb 21, 2019 | M | 1,930 | D | — | May 21, 2024 | Common stock | 1,930 | 0 | D |
| Stock Appreciation RightsF1 | $27.05 | Feb 21, 2019 | M | 1,570 | D | — | May 15, 2022 | Common stock | 1,570 | 0 | D |
Explanation of responses
- F1The Stock Appreciation Rights are fully vested.