SEC Form 4 · accession 0001296435-19-000028
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Armin Schwinn
Officer — SVP, Mng Dir, Neenah Germany
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jan 29, 2019 | A | 683 | $69.20 | A | 3,097 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF3,F4 | — | Jan 29, 2019 | A | 1,593 | A | Dec 31, 2021 | — | Common stock | 1,593 | 1,593 | D |
Explanation of responses
- F1Represents annual grant of restricted stock units pursuant to the company's Omnibus Stock and Incentive Compensation Plan.
- F2The restricted stock units vest in increments of one-third on 01/29/2020, 01/29/2021, and 01/29/2022.
- F3The units are convertible to common stock on a one-for-one basis.
- F4The units do not have an expiration date.