SEC Form 4 · accession 0001296435-19-000006
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy S Lucas
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 2, 2019 | M | 3,455 | $8.04 | A | 20,356 | D | |
| Common stockF1 | Jan 2, 2019 | S | 3,350 | $58.99 | D | 17,006 | D | |
| Common stockF1 | Jan 3, 2019 | S | 105 | $59.09 | D | 16,901 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $8.04 | Jan 2, 2019 | M | 4,000 | D | — | May 19, 2019 | Common stock | 4,000 | 0 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for Timothy S. Lucas.
- F2The cancelled options were fully vested. The Stock Appreciation Rights are fully vested.