SEC Form 4 · accession 0001296435-18-000108
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew L Duncan
Officer — SVP, Chief HR Officer
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 1:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 8, 2018 | M | 389 | $60.56 | A | 2,041 | D | |
| Common stock | Aug 8, 2018 | M | 109 | $82.15 | A | 2,150 | D | |
| Common stock | Aug 8, 2018 | S | 389 | $90.00 | D | 1,761 | D | |
| Common stock | Aug 8, 2018 | S | 109 | $90.00 | D | 1,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $60.56 | Aug 8, 2018 | M | 1,189 | D | Jan 26, 2017 | Jan 25, 2026 | Common stock | 1,189 | 1,191 | D |
| Stock Appreciation RightsF1 | $82.15 | Aug 8, 2018 | M | 1,240 | D | — | Jan 29, 2027 | Common stock | 1,240 | 2,480 | D |
Explanation of responses
- F1The Stock Appreciation Rights are fully vested.