SEC Form 4 · accession 0001296435-18-000026
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Armin Schwinn
Officer — SVP, Mng Dir, Neenah Germany
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1,F2 | — | Jan 30, 2018 | A | 1,281 | A | Dec 31, 2020 | — | Common stock | 1,281 | 2,562 | D |
| Stock Appreciation RightsF3 | $93.35 | Jan 30, 2018 | A | 3,409 | A | — | Jan 29, 2028 | Common stock | 3,409 | 6,818 | D |
Explanation of responses
- F1The units are convertible to common stock on a one-for-one basis.
- F2The units do not have an expiration date.
- F3The stock appreciation rights vest in increments of one-third on 01/30/2019, 01/30/2020, and 01/30/2021.