SEC Form 4 · accession 0001296435-18-000020
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P O'Donnell
Officer — President and CEO · Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 16, 2018 | M | 4,201 | $59.72 | A | 89,518 | D | |
| Common stockF1 | Jan 16, 2018 | S | 4,201 | $93.50 | D | 85,317 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1,F2 | $59.72 | Jan 16, 2018 | M | 11,626 | D | — | Jan 26, 2025 | Common stock | 11,626 | 5,814 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for John P. O'Donnell.
- F2The stock appreciation rights vest in increments of one third on 01/27/2016, 01/27/2017, and 01/27/2018.