SEC Form 4 · accession 0001296435-18-000009
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven S Heinrichs
Officer — SVP, General Counsel & Sec
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 31, 2017 | M | 3,446 | $90.65 | A | 19,739 | D | |
| Common stockF1 | Dec 31, 2017 | F | 1,664 | $90.65 | D | 18,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF2,F3 | — | Dec 31, 2017 | M | 2,360 | D | Dec 31, 2017 | — | Common Sock | 2,360 | 0 | D |
Explanation of responses
- F1Number of shares withheld by the company to pay taxes upon the vesting of 3,446 restricted shares on 1/3/2018.
- F2The units are convertible to common stock on a one-for-one basis.
- F3The units do not have an expiration date.