SEC Form 4 · accession 0001296435-17-000143
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew L Duncan
Officer — SVP, Chief HR Officer
Period of report
Sep 20, 2017
Accepted (ET)
Sep 22, 2017 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SockF1 | Sep 20, 2017 | M | 311 | $60.56 | A | 1,963 | D | |
| Common SockF1 | Sep 20, 2017 | S | 311 | $82.00 | D | 1,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $60.56 | Sep 20, 2017 | M | 1,189 | D | Jan 26, 2017 | Jan 25, 2026 | Common Sock | 1,189 | 2,380 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for Matthew L. Duncan.