SEC Form 4 · accession 0001296435-17-000118
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Piedmonte
Officer — SVP, Operations
Period of report
Jul 28, 2017
Accepted (ET)
Jul 31, 2017 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jul 28, 2017 | M | 414 | $31.23 | A | 2,850 | D | |
| Common stockF1 | Jul 28, 2017 | S | 414 | $81.50 | D | 2,436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $31.23 | Jul 28, 2017 | S | 414 | D | — | Jan 28, 2023 | Common stock | 414 | 2,789 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for James R. Piedmonte.
- F2The Stock Appreciation Rights are fully vested.