SEC Form 4 · accession 0001296435-17-000098
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Newton Brownlee
Officer — VP & Controller
Period of report
Jun 5, 2017
Accepted (ET)
Jun 5, 2017 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 5, 2017 | M | 1,000 | $7.41 | A | 2,912 | D | |
| Common stock | Jun 5, 2017 | M | 450 | $13.38 | A | 3,362 | D | |
| Common stock | Jun 5, 2017 | S | 1,000 | $79.77 | D | 2,362 | D | |
| Common stock | Jun 5, 2017 | S | 450 | $79.77 | D | 1,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $7.41 | Jun 5, 2017 | M | 1,000 | D | Jan 29, 2010 | Jan 28, 2019 | Common stock | 1,000 | 2,067 | D |
| Stock Appreciation RightsF1 | $13.38 | Jun 5, 2017 | M | 450 | D | — | Jan 27, 2020 | Common stock | 450 | 1,050 | D |
Explanation of responses
- F1The stock appreciation rights vested fully on 1/28/13.