SEC Form 4 · accession 0001296435-17-000036
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Armin Schwinn
Officer — SVP, Mng Dir, Neenah Germany
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1,F2 | — | Jan 30, 2017 | A | 948 | A | Dec 31, 2019 | — | Common Sock | 948 | 948 | D |
| Stock Appreciation RightsF3 | $82.15 | Jan 30, 2017 | A | 2,463 | A | — | Jan 29, 2027 | Common Sock | 2,463 | 2,463 | D |
Explanation of responses
- F1The units are convertible to common stock on a one-for-one basis.
- F2The units do not have an expiration date.
- F3The stock appreciation rights vest in increments of one-third on 01/30/2018, 01/30/2019, and 01/30/2020.