SEC Form 4 · accession 0001296435-17-000018
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P O'Donnell
Officer — President and CEO · Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 9, 2017 | M | 6,137 | $24.09 | A | 84,639 | D | |
| Common stockF1 | Jan 9, 2017 | S | 5,805 | $84.47 | D | 78,834 | D | |
| Common stockF1 | Jan 10, 2017 | S | 1,334 | $84.30 | D | 77,500 | D | |
| Common stockF1 | Jan 10, 2017 | M | 21,429 | $24.09 | A | 98,929 | D | |
| Common stockF1 | Jan 10, 2017 | S | 20,085 | $84.65 | D | 78,844 | D | |
| Common stockF1 | Jan 11, 2017 | S | 1,378 | $85.43 | D | 77,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $24.09 | Jan 9, 2017 | M | 10,000 | D | — | Dec 31, 2021 | Common stock | 10,000 | 30,000 | D |
| Stock Appreciation RightsF1,F2 | $24.09 | Jan 10, 2017 | M | 30,000 | D | — | Dec 31, 2021 | Common stock | 30,000 | 0 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for John P. O'Donnell
- F2The cancelled options provided for vesting as described in that Form 4 filed on 1/27/2012. The Stock Appreciation Rights vest on the same schedule.