SEC Form 4 · accession 0001296435-17-000016
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P O'Donnell
Officer — President and CEO · Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 9, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 5, 2017 | M | 14,145 | $24.09 | A | 18,933 | D | |
| Common stockF1 | Jan 5, 2017 | S | 14,145 | $86.00 | D | 4,788 | D | |
| Common stockF1 | Jan 6, 2017 | M | 9,685 | $24.09 | A | 14,473 | D | |
| Common stockF1 | Jan 6, 2017 | S | 9,685 | $85.59 | D | 4,788 | D | |
| Common stockF1 | Jan 9, 2017 | M | 332 | $24.09 | A | 5,120 | D | |
| Common stockF1 | Jan 9, 2017 | S | 332 | $84.47 | D | 4,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $24.09 | Jan 5, 2017 | M | 14,145 | D | Jan 25, 2013 | Jan 24, 2022 | Common stock | 14,145 | 14,568 | D |
| Stock Appreciation RightsF1 | $24.09 | Jan 6, 2017 | M | 9,685 | D | Jan 25, 2013 | Jan 24, 2022 | Common stock | 9,685 | 4,883 | D |
| Stock Appreciation RightsF1 | $24.09 | Jan 9, 2017 | M | 332 | D | Jan 25, 2013 | Jan 24, 2022 | Common stock | 332 | 4,551 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for John P. O'Donnell