SEC Form 4 · accession 0001296435-17-000011
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bonnie Cruickshank Lind
Officer — SVP, CFO & Treasurer
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jan 3, 2017 | F | 3,764 | $85.20 | D | 4,019 | D | |
| Common SockF2 | Jan 3, 2017 | M | 486 | $59.72 | A | 486 | D | |
| Common SockF2 | Jan 3, 2017 | S | 450 | $85.50 | D | 36 | D | |
| Common SockF2 | Jan 3, 2017 | S | 1,500 | $85.50 | D | 36 | D | |
| Common SockF2 | Jan 4, 2017 | S | 36 | $86.43 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $59.72 | Jan 3, 2017 | M | 1,603 | D | — | Jan 26, 2025 | Common Sock | 1,603 | 3,207 | D |
Explanation of responses
- F1Number of shares withheld by the company to pay taxes upon the vesting of 7,783 restricted shares on 1/3/2017.
- F2This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for Bonnie C. Lind
- F3The stock appreciation rights vest in increments of one third on 01/27/2016, 01/27/2017, and 01/27/2018.