SEC Form 4 · accession 0001296435-16-000019
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Michael Wood
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 9:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Nov 18, 2016 | S | 1,000 | $85.00 | D | 33,625 | D | |
| Common stockF1 | Nov 18, 2016 | M | 1,000 | $41.51 | A | 34,625 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $41.51 | Nov 18, 2016 | M | 1,000 | D | — | May 13, 2017 | Common stock | 1,000 | 560 | D |
Explanation of responses
- F1This transaction was executed pursuant to a sale in accordance with a Preset Diversification Program (10b5-1 Trading Plan) for Stephen M. Wood
- F2The cancelled options were fully vested. The Stock Appreciation Rights are fully vested.