SEC Form 4 · accession 0001179110-16-026266
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy S Lucas
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2016 | M | 649 | $41.51 | A | 649 | D | |
| Common Stock | Jun 7, 2016 | S | 649 | $71.09 | D | 0 | D | |
| Common Stock | Jun 7, 2016 | M | 844 | $21.13 | A | 844 | D | |
| Common Stock | Jun 7, 2016 | S | 844 | $71.09 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation Rights | $41.51 | Jun 7, 2016 | M | 649 | D | May 14, 2008 | May 13, 2017 | Common Stock | 649 | 0 | D |
| Share Appreciation Stock | $21.13 | Jun 7, 2016 | M | 844 | D | May 21, 2009 | May 20, 2018 | Common Stock | 844 | 0 | D |