SEC Form 4 · accession 0001179110-16-018050
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven S Heinrichs
Officer — SVP, General Counsel & Sec
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $57.95 | Jan 26, 2016 | A | 4,763 | A | — | Jan 25, 2026 | Common Stock | 4,763 | 4,763 | D |
| Performance Share UnitF2,F3 | — | Jan 26, 2016 | A | 2,591 | A | Dec 31, 2018 | — | Common Stock | 2,591 | 2,591 | D |
Explanation of responses
- F1The stock appreciation rights vest in increments of one third on 01/26/2017, 01/26/2018, and 01/26/2019.
- F2The units are convertible to common stock on a one-for-one basis.
- F3The units do not have an expiration date.