SEC Form 4 · accession 0001179110-15-004257
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven S Heinrichs
Officer — SVP, General Counsel & Sec
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 1,696 | $31.23 | A | 1,696 | D | |
| Common Stock | Mar 3, 2015 | S | 1,696 | $60.91 | D | 0 | D | |
| Common Stock | Mar 3, 2015 | M | 3,031 | $24.09 | A | 3,031 | D | |
| Common Stock | Mar 3, 2015 | S | 3,031 | $60.91 | D | 0 | D | |
| Common Stock | Mar 3, 2015 | M | 1,303 | $19.25 | A | 1,303 | D | |
| Common Stock | Mar 3, 2015 | S | 1,303 | $60.91 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $31.23 | Mar 3, 2015 | M | 1,696 | A | Jan 29, 2014 | Jan 28, 2023 | Common Stock | 1,696 | 0 | D |
| Stock Appreciation Rights | $24.09 | Mar 3, 2015 | M | 3,031 | A | Jan 25, 2013 | Jan 24, 2022 | Common Stock | 3,031 | 0 | D |
| Stock Appreciation Rights | $19.25 | Mar 3, 2015 | M | 1,303 | A | Jan 28, 2012 | Jan 27, 2021 | Common Stock | 1,303 | 0 | D |