SEC Form 4 · accession 0001179110-15-001313
Neenah Inc · NP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven S Heinrichs
Officer — SVP, General Counsel & Sec
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001296435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $59.72 | Jan 27, 2015 | A | 3,750 | A | — | Jan 26, 2025 | Common Stock | 3,750 | 3,750 | D |
| Performance Share UnitF2,F3 | — | Jan 27, 2015 | A | 2,360 | A | Dec 31, 2017 | — | Common Stock | 2,360 | 2,360 | D |
Explanation of responses
- F1The stock appreciation rights vest in increments of one third on 01/27/2016, 01/27/2017, and 01/27/2018.
- F2The units are convertible to common stock on a one-for-one basis.
- F3The units do not have an expiration date.