SEC Form 3 · accession 0001721868-19-000018
QUANTUM ENERGY INC. · QEGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Mallmes
Officer — Prinicipal Executive Officer · Director · 10% Owner
Period of report
Dec 21, 2018
Accepted (ET)
Jan 25, 2019 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001295961
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,811,270 | D | ||
| Common Stock | holding | — | — | — | 2,000,000 | I | By the Big Barge Company | |
| Common Stock | holding | — | — | — | 1,773,125 | I | By Oopik Holdings Ltd |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | holding | — | — | — | Feb 28, 2018 | Feb 28, 2020 | Common Stock | 333,333 | — | D |