SEC Form 4 · accession 0001144204-18-060261
Prestige Consumer Healthcare Inc. · PBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Connors
Officer — EVP, Sales & Marketing
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001295947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 13, 2018 | M | 21,307 | $29.94 | A | 95,382 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 13, 2018 | S | 21,307 | $39.26 | D | 74,075 | D | |
| Common Stock, par value $0.01 per share | Nov 13, 2018 | S | 14,300 | $39.00 | D | 59,775 | D | |
| Common Stock, par value $0.01 per share | Nov 14, 2018 | M | 12,481 | $29.94 | A | 72,256 | D | |
| Common Stock, par value $0.01 per share | Nov 14, 2018 | M | 26,619 | $33.50 | A | 98,875 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Nov 14, 2018 | S | 39,100 | $38.79 | D | 59,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $29.94 | Nov 13, 2018 | M | 21,307 | D | — | May 14, 2023 | Common Stock | 21,307 | 12,481 | D |
| Employee Stock Option (right to buy)F3 | $29.94 | Nov 14, 2018 | M | 12,481 | D | — | May 14, 2023 | Common Stock | 12,481 | 0 | D |
| Employee Stock Option (right to buy)F4 | $33.50 | Nov 14, 2018 | M | 26,619 | D | — | May 12, 2024 | Common Stock | 26,619 | 60 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The range of prices for such transaction was $38.750 to $39.02.
- F3The option vested 11,263 on May 14, 2014 and 2015 and 11,262 on May 14, 2016.
- F4The options vested in three equal installments beginning on May 12, 2014.