SEC Form 4 · accession 0001144204-16-106341
Prestige Consumer Healthcare Inc. · PBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel C Cowley
Officer — General Counsel and VP
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001295947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 27, 2016 | M | 17,349 | $29.94 | A | 49,525 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | May 27, 2016 | S | 17,349 | $54.67 | D | 32,176 | D | |
| Common Stock, par value $0.01 per share | May 27, 2016 | M | 10,429 | $33.50 | A | 42,605 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | May 27, 2016 | S | 10,429 | $54.67 | D | 32,176 | D | |
| Common Stock, par value $0.01 per share | May 27, 2016 | M | 4,821 | $41.44 | A | 36,997 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | May 27, 2016 | S | 4,821 | $54.67 | D | 32,176 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $29.94 | May 27, 2016 | M | 17,349 | D | — | May 14, 2023 | Common Stock | 17,349 | 0 | D |
| Employee Stock Option (right to buy)F4 | $33.50 | May 27, 2016 | M | 10,429 | D | — | May 12, 2024 | Common Stock | 10,429 | 5,214 | D |
| Employee Stock Option (right to buy)F5 | $41.44 | May 27, 2016 | M | 4,821 | D | — | May 11, 2025 | Common Stock | 4,821 | 9,643 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The range of prices for such transaction is $54.30 to $54.98.
- F3The options vested in three approximately equal annual installments beginning May 14, 2014.
- F4The options vested in three approximately equal installments beginning May 12, 2015.
- F5The options vested in three approximately equal installments beginning May 11, 2016.