SEC Form 4 · accession 0001144204-15-035140
Prestige Consumer Healthcare Inc. · PBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Mannelly
Officer — President and CEO · Director
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001295947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 29, 2015 | M | 16,168 | $33.50 | A | 43,874 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | May 29, 2015 | S | 16,168 | $44.20 | D | 27,706 | D | |
| Common Stock, par value $0.01 per share | Jun 1, 2015 | M | 3,502 | $33.50 | A | 31,208 | D | |
| Common Stock, par value $0.01 per share | Jun 1, 2015 | S | 3,502 | $44.00 | D | 27,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $33.50 | May 29, 2015 | M | 16,168 | D | — | May 12, 2024 | Common Stock | 16,168 | 42,840 | D |
| Employee Stock Option (right to buy)F3 | $33.50 | Jun 1, 2015 | M | 3,502 | D | — | May 12, 2024 | Common Stock | 3,502 | 39,338 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker -dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The range of prices for such transaction is $44.00 to $44.39
- F3The options vest in three equal installments beginning on May 12, 2015.