SEC Form 4 · accession 0001144204-15-033009
Prestige Consumer Healthcare Inc. · PBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Mannelly
Officer — President and CEO · Director
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001295947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 19, 2015 | M | 50,000 | $7.16 | A | 109,821 | D | |
| Common Stock, par value $0.01 per share | May 19, 2015 | M | 14,652 | $15.66 | A | 124,473 | D | |
| Common Stock, par value $0.01 per share | May 19, 2015 | M | 15,964 | $29.94 | A | 140,437 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | May 19, 2015 | S | 94,429 | $43.31 | D | 46,008 | D | |
| Common Stock, par value $0.01 per shareF1,F3 | May 20, 2015 | S | 13,252 | $43.28 | D | 32,756 | D | |
| Common Stock, par value $0.01 per shareF1,F4 | May 20, 2015 | S | 5,050 | $43.13 | D | 27,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $7.16 | May 19, 2015 | M | 50,000 | D | — | Sep 2, 2019 | Common Stock | 50,000 | 0 | D |
| Employee Stock Option (right to buy)F6 | $15.66 | May 19, 2015 | M | 14,652 | D | — | Aug 6, 2022 | Common Stock | 14,652 | 7,326 | D |
| Employee Stock Option (right to buy)F7 | $29.94 | May 19, 2015 | M | 15,964 | D | — | May 14, 2023 | Common Stock | 15,964 | 7,982 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker -dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The range of prices for such transaction is $43.25 to $43.74.
- F3The range of prices for such transaction is $43.00 to $43.53.
- F4The range of prices for such transaction is $43.10 to $43.17.
- F5The options vested in five equal installments beginning on September 2, 2009.
- F6The options vest in three equal installments beginning on August 6, 2012.
- F7The options vest in three equal installments beginning on May 14, 2013.