SEC Form 4 · accession 0001144204-15-033006
Prestige Consumer Healthcare Inc. · PBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Connors
Officer — EVP, Sales & Marketing
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001295947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 19, 2015 | M | 5 | $9.45 | A | 91,401 | D | |
| Common Stock, par value $0.01 per share | May 19, 2015 | M | 23,962 | $11.27 | A | 115,363 | D | |
| Common Stock, par value $0.01 per share | May 19, 2015 | M | 49,681 | $13.24 | A | 165,044 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | May 19, 2015 | S | 73,648 | $43.11 | D | 91,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $9.45 | May 19, 2015 | M | 5 | D | — | Apr 19, 2020 | Common Stock | 5 | 0 | D |
| Employee Stock Option (right to buy)F4 | $11.27 | May 19, 2015 | M | 23,962 | D | — | May 9, 2021 | Common Stock | 23,962 | 0 | D |
| Employee Stock Option (right to buy)F5 | $13.24 | May 19, 2015 | M | 49,681 | D | — | May 9, 2022 | Common Stock | 49,681 | 0 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The range of prices for such transaction is $43.00 to $43.32.
- F3The options vested in three approximately equal annual installments beginning April 19, 2010.
- F4The options vested in three approximately equal installments beginning May 10, 2011.
- F5The options vested in three approximately equal installments beginning May 9, 2012.