SEC Form 4 · accession 0001312741-17-000001
Bancorp, Inc. · TBBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Lamb
Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001295401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | A | 15,000 | — | A | 145,723 | D | |
| Common StockF2 | holding | — | — | — | 5,000 | I | By trusts | |
| Common StockF3 | holding | — | — | — | 5,000 | I | By trust | |
| Common StockF4 | holding | — | — | — | 5,000 | I | By trust | |
| Common Stock | holding | — | — | — | 5,000 | I | By pension plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. The restricted stock units vest in three equal annual installments beginning on February 3, 2018.
- F2The reporting person is the trustee for four trusts, the beneficiaries of which are the reporting person's grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The reporting person's spouse is the trustee for a trust, the beneficiary of which is the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F4The reporting person is a co-trustee for a trust, the beneficiary of which is the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.