SEC Form 4 · accession 0001209191-16-155710
InvenSense Inc · INVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Goehl
Officer — VPWorldwide Sales
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294924
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 20,000 | $6.11 | A | 35,000 | D | |
| Common Stock | Dec 14, 2016 | S | 20,000 | $11.10 | D | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.11 | Dec 14, 2016 | M | 20,000 | D | — | Jan 19, 2021 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on June 17, 2016.
- F2Option vested 100% on November 15, 2014.