SEC Form 4 · accession 0001209191-15-022428
InvenSense Inc · INVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Lloyd
Officer — VP Engineering & New Product
Period of report
Mar 3, 2015
Accepted (ET)
Mar 4, 2015 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294924
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 4,000 | $6.11 | A | 46,336 | D | |
| Common Stock | Mar 3, 2015 | S | 4,000 | $17.31 | D | 42,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.11 | Mar 3, 2015 | M | 4,000 | D | — | Jan 18, 2021 | Common Stock | 4,000 | 12,366 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on December 4, 2014.
- F250% of the shares subject to the option vest on December 8, 2013 and 50% of the shares vest on December 8, 2014.