SEC Form 4 · accession 0001209191-15-010004
InvenSense Inc · INVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Lloyd
Officer — VP Engineering & New Product
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294924
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 8,634 | $6.11 | A | 58,283 | D | |
| Common StockF2 | Feb 3, 2015 | S | 8,634 | $15.4713 | D | 49,649 | D | |
| Common StockF3 | Feb 3, 2015 | S | 4,649 | $15.4736 | D | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $6.11 | Feb 3, 2015 | M | 8,634 | D | — | Jan 18, 2021 | Common Stock | 8,634 | 16,366 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on December 4, 2014.
- F2This transaction was executed in multiple trades at prices ranging from $15.26 to $15.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request.
- F3This transaction was executed in multiple trades at prices ranging from $15.26 to $15.64; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request.
- F450% of the shares subject to the option vest on December 8, 2013 and 50% of the shares vest on December 8, 2014.