SEC Form 4 · accession 0000899243-15-001530
InvenSense Inc · INVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yunbei Ben Yu
Director
Period of report
Feb 18, 2014
Accepted (ET)
Jul 23, 2015 · 6:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294924
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 18, 2014 | J | 1,009,000 | $0.00 | D | 4,035,404 | I | By Sierra Ventures IX, L.P. |
| Common StockF2 | Feb 18, 2014 | J | 20,175 | $0.00 | A | 20,175 | I | By Sierra Ventures Associates IX, LLC |
| Common StockF2 | Feb 18, 2014 | J | 20,175 | $0.00 | D | 0 | I | By Sierra Ventures Associates IX, LLC |
| Common Stock | Feb 18, 2014 | J | 2,823 | $0.00 | A | 2,823 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sierra Ventures IX, L.P. ("Sierra IX") without consideration to its limited partners and the general partner, Sierra Ventures Associates IX, LLC.
- F2The Reporting Person is a Managing Director of Sierra Ventures Associates IX, LLC which serves as the sole General Partner of Sierra IX. As such, the Reporting Person shares voting and investment control over the shares owned by Sierra IX, and may be deemed to own beneficially the shares held by Sierra IX. The Reporting Person disclaims beneficial ownership of the shares held by Sierra IX except to the extent of his proportionate pecuniary interest therein.
- F3Represents a change in the form of beneficial ownership from one form of indirect ownership to another by virtue of a pro-rata in-kind distribution of Common Stock of the Issuer by Sierra Ventures IX, L.P. without consideration to its limited partners and the general partner, Sierra Ventures Associates IX, LLC.
- F4Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sierra Ventures Associates IX, LLC without consideration to its members, including the Reporting Person.
- F5Represents a change in the form of ownership from indirect ownership to direct ownership by virtue of a pro-rata in-kind distribution of Common Stock of the Issuer by Sierra Ventures Associates IX, LLC without consideration to its members, including the Reporting Person.