SEC Form 4 · accession 0001600481-16-000007
WALKER INNOVATION INC. · WLKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Siegel
Officer — Chief Admin Off, GC & Secy
Period of report
Mar 17, 2016
Accepted (ET)
Mar 22, 2016 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294649
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.36 | Mar 17, 2016 | A | 400,000 | A | — | Mar 17, 2026 | Common Stock | 400,000 | 400,000 | D |
Explanation of responses
- F1Stock option granted pursuant to Walker Innovation Inc. (formerly known as The Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 100,000 shares exercisable from and after April 3, 2016 and 37,500 shares exerciseable from and after each of May 3, June 3, July 3, August 3, September 3, October 3, November 3, and December 3, 2016.