SEC Form 4 · accession 0001413103-15-000002
WALKER INNOVATION INC. · WLKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathaniel Lipman
Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 10:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294649
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.40 | May 15, 2015 | A | 75,000 | A | — | May 15, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Stock option grant pursuant to Amended and Restated Long-term Incentive Plan, effective March 2, 2015 in respect of 25,000 shares exercisable from and after May 15, 2016; 25,000 shares from and after May 15, 2017; and 25,000 shares from and after May 15, 2018.