SEC Form 4 · accession 0001193805-17-003629
Rand Logistics, Inc. · RLOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Levy
Officer — CEO & President · Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 22, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | S | 10,000 | $0.20 | D | 239,877 | D | |
| Common StockF2 | Dec 20, 2017 | S | 20,000 | $0.18 | D | 219,877 | D | |
| Common StockF3 | Dec 21, 2017 | S | 20,000 | $0.18 | D | 199,877 | D | |
| Common StockF4 | Dec 22, 2017 | S | 41,992 | $0.18 | D | 157,885 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1960 to $0.2010, inclusive. The reporting person undertakes to provide Rand Logistics, Inc., any security holder of Rand Logistics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1780 to $0.1781, inclusive. The reporting person undertakes to provide Rand Logistics, Inc., any security holder of Rand Logistics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1800 to $0.1814, inclusive. The reporting person undertakes to provide Rand Logistics, Inc., any security holder of Rand Logistics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.182 to $0.1821, inclusive. The reporting person undertakes to provide Rand Logistics, Inc., any security holder of Rand Logistics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.