SEC Form 4 · accession 0001193805-16-004067
Rand Logistics, Inc. · RLOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence S Levy
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | A | 9,804 | $0.00 | A | 469,000 | D | |
| Common StockF2 | holding | — | — | — | 789,694 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares were awarded to the reporting person pursuant to the Issuer's 2007 Long-Term Incentive Plan.
- F2These shares of common stock are owned indirectly by Rand Management LLC. The sole member of Rand Management LLC is the Laurence Levy Irrevocable Trust, a trust established for the benefit of Laurence Levy's children. Mr. Levy is the trustee of the Laurence Levy Irrevocable Trust.