SEC Form 4 · accession 0001193805-15-001774
Rand Logistics, Inc. · RLOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence S Levy
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2015 | A | 82,157 | $0.00 | A | 442,017 | D | |
| Common StockF2 | holding | — | — | — | 789,694 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were awarded to the reporting person pursuant to the Issuer's 2007 Long-Term Incentive Plan and the Employment Agreement dated June 12, 2013, as amended on November 5, 2014, and the Letter Agreement dated June 24, 2015.
- F2These shares of common stock are owned indirectly by Rand Management LLC. The sole member of Rand Management LLC is the Laurence Levy Irrevocable Trust, a trust established for the benefit of Laurence Levy's children. Mr. Levy is the trustee of the Laurence Levy Irrevocable Trust.