SEC Form 4/A · accession 0001405086-15-000184
DR. TATTOFF, INC. · (NONE)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Aug 24, 2012
Accepted (ET)
Jun 29, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Dec 15, 2014 | J | 500,000 | — | D | 1,530,613 | I | SEE FOOTNOTES |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock (the "Common Stock) of Dr. Tattoff, Inc. (the "Issuer") owned indirectly by Andrew M. Heller ("Mr. Heller"). Such shares are held directly by Heller Lending, LLC ("Heller Lending"). Mr. Heller is a Manager and the sole member of Heller Lending and may be deemed to have beneficial ownership of such shares. The reported transaction represents the redemption by the Issuer of shares of Common Stock that were issued to Heller Lending on June 1, 2014, August 1, 2014 and October 1, 2014 in exchange for certain warrants previously issued to Heller Lending in connection with an Unsecured Interim Term Promissory Note. (See Footnote 2 for continuation.)
- F2The Issuer recorded the issuance of such shares of Common Stock at an estimated fair value of $0.40-$0.49 per share (as reported in its Form 10-K for the fiscal year ended December 31, 2014, filed on April 15, 2015) and recorded the redemption of such shares of Common Stock at an estimate fair value of $0.33 per share (as reported in its Form 10-K for the fiscal year ended December 31, 2014). Mr. Heller disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the Common Stock (except to the extent of his pecuniary interest in such securities), and this report shall not be deemed an admission that Mr. Heller is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The transaction reported for January 1, 2015 on the Form 4 filed by Mr. Heller on January 6, 2015 was erroneous and is hereby deleted.