SEC Form 4 · accession 0001209191-19-016183
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wilkinson
Officer — President and CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | A | 9,348 | $0.00 | A | 31,982 | D | |
| Common StockF2 | Mar 1, 2019 | A | 4,370 | $0.00 | A | 36,352 | D | |
| Common StockF3 | Mar 1, 2019 | F | 1,432 | $106.97 | D | 34,920 | D | |
| Common StockF4 | Mar 1, 2019 | A | 3,543 | $0.00 | A | 38,463 | D | |
| Common StockF3 | Mar 1, 2019 | F | 1,202 | $106.97 | D | 37,261 | D | |
| Common StockF5 | Mar 1, 2019 | F | 229 | $106.97 | D | 37,032 | D | |
| Common StockF5 | Mar 1, 2019 | F | 571 | $106.97 | D | 36,461 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities represent shares of restricted stock, 25% of which shall vest on March 1, 2020, and 1/16th of which shall vest every three months thereafter on the 1st day of the month, subject in each case to the reporting person remaining a service provider through each such applicable vesting date.
- F2The reported securities represent shares earned and vested on March 1, 2019 based on achievement of the financial performance conditions for the 2018 fiscal year that were approved as part of the 2017 performance-based restricted stock award granted on August 8, 2017.
- F3The reported shares were withheld in a net issuance to cover the Reporting Person's tax withholding liability in connection with a portion of a performance-based restricted stock award that was earned and vested on March 1, 2019.
- F4The reported securities represent shares earned and vested on March 1, 2019 based on achievement of the financial performance conditions for the 2018 fiscal year that were approved as part of the 2018 performance-based restricted stock award granted on March 2, 2018.
- F5The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2019.