SEC Form 4 · accession 0001209191-18-053219
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenton Taylor
Officer — EVP, Engineering
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | A | 5,000 | $16.62 | A | 41,297 | D | |
| Common StockF2 | Oct 1, 2018 | S | 1,311 | $243.1468 | D | 39,986 | D | |
| Common StockF3 | Oct 1, 2018 | S | 1,080 | $243.7637 | D | 38,906 | D | |
| Common StockF4 | Oct 1, 2018 | S | 1,268 | $245.6195 | D | 37,638 | D | |
| Common StockF5 | Oct 1, 2018 | S | 1,341 | $246.358 | D | 36,297 | D | |
| Common Stock | holding | — | — | — | 842 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $16.62 | Oct 1, 2018 | M | 5,000 | D | — | Mar 31, 2021 | Common Stock | 5,000 | 55,311 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.
- F2Represents the weighted average share price of an aggregate total of 1,311 shares sold in the price range of $242.42 to $243.33 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 1,080 shares sold in the price range of $243.52 to $244.29 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 1,268 shares sold in the price range of $245.13 to $246.115 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of an aggregate total of 1,341 shares sold in the price range of $246.18 to $246.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
- F6Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014