SEC Form 4 · accession 0001209191-18-050047
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather D. Rider
Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 7, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | M | 2,250 | $43.21 | A | 4,239 | D | |
| Common StockF2 | Sep 6, 2018 | S | 440 | $256.1848 | D | 3,799 | D | |
| Common StockF3 | Sep 6, 2018 | S | 510 | $257.9567 | D | 3,289 | D | |
| Common StockF4 | Sep 6, 2018 | S | 300 | $258.7467 | D | 2,989 | D | |
| Common StockF5 | Sep 6, 2018 | S | 600 | $260.5617 | D | 2,389 | D | |
| Common StockF6 | Sep 6, 2018 | S | 200 | $261.08 | D | 2,189 | D | |
| Common Stock | Sep 6, 2018 | S | 200 | $262.79 | D | 1,989 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F7 | $43.21 | Sep 6, 2018 | M | 2,250 | D | — | Oct 13, 2022 | Common Stock | 2,250 | 2,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
- F2Represents the weighted average share price of an aggregate total of 440 shares sold in the price range of $255.98 to $256.37 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 510 shares sold in the price range of $257.29 to $258.14 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $258.54 to $259.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of an aggregate total of 600 shares sold in the price range of $260.02 to $261.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $261.06 to $261.10 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan), 1/12th of the total shares subject to the option shall vest monthly, beginning with the first month anniversary after the vesting commencement date, but will vest fully on the date of the next Annual Meeting of the Issuer's stockholders held after the vesting commencement date. The vesting commencement date for this option is October 14, 2015.